FINRA Awards for Timothy N Will

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 11 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00815	05/11/2020	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N Will Respondent(s): Lino Safieddine Respondent Lawyers(s): Lino Safieddine Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA
19-00233	12/19/2019	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N Will Respondent(s): Thomas Herber Respondent Lawyers(s): Thomas William Herber Arbitrator(s): Gary Kostow Hearing Site: San Francisco, CA
19-01467	11/29/2019	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N Will Respondent(s): Craig Micklich Respondent Lawyers(s): Craig William Micklich Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA
19-01315	11/18/2019	Claimant(s): Morgan Stanley, MSSB FA Notes Holding LLC Claimant Lawyers(s): Timothy N Will Respondent(s): Damion Smith Respondent Lawyers(s): Damion Lenell Smith Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA
19-00840	11/14/2019	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N Will Respondent(s): Ruben Cavada Respondent Lawyers(s): Ruben Cavada Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA
18-03493	03/15/2019	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N Will Respondent(s): Sait Saraci Respondent Lawyers(s): Sait Alex Saraci Arbitrator(s): Elliott D. Finkel Hearing Site: Los Angeles, CA
17-01618	05/09/2018	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N Will Respondent(s): Donavan Mayes, Gayle Bullock, William Bullock Respondent Lawyers(s): Stephany D. McLaughlin, Timothy N Will Arbitrator(s): Andrew M. Mintzer, Dorothy B. Strackbein, Owen Frances Hearing Site: Los Angeles, CA
17-02859	02/28/2018	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N Will Respondent(s): Theodore Tadeusiak Respondent Lawyers(s): Theodore James Tadeusiak Arbitrator(s): Mandel E. Himelstein Hearing Site: San Diego, CA
17-01784	11/09/2017	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N Will Respondent(s): Hanieh Sadat Hendi Respondent Lawyers(s): Hanieh Sadat Hendi Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA
16-01485	01/19/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N Will Respondent(s): David McDonald Respondent Lawyers(s): Victor Bayata Arbitrator(s): Walter J. Huntley Hearing Site: San Francisco, CA