FINRA Awards for Richard Kuhlman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 9 out of 9 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02192	03/30/2021	Claimant(s): Kelly Hoff Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Philip J. Glick Hearing Site: Minneapolis, MN
20-00437	01/25/2021	Claimant(s): Kyle Sadler Claimant Lawyers(s): Kyle Andrew Sadler Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Oren L. Connaway, Danielle L. Hargrove, G. Dennis Sheehan Hearing Site: Houston, TX
20-01574	12/11/2020	Claimant(s): Sheldon Harber Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO
20-01265	12/01/2020	Claimant(s): Dean Giella Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
20-01005	11/09/2020	Claimant(s): Brad Lawing Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): C. Sumpter Logan Hearing Site: Kansas City, MO
20-01158	10/29/2020	Claimant(s): Micahel Chadwick Claimant Lawyers(s): Brian Luther Respondent(s): Cambridge Investment Research., Portsmouth Financial Services Respondent Lawyers(s): Randy Fox, Richard Kuhlman Arbitrator(s): Steven R. Rolnick Hearing Site: Hartford, CT
20-00725	09/21/2020	Claimant(s): John Girouard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC
19-03422	03/26/2020	Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Richard Kuhlman Respondent(s): Sanjoy Dasgupta Respondent Lawyers(s): Sanjoy Dasgupta Arbitrator(s): Mary C. Davis Hearing Site: Denver, CO
08-02601	03/05/2010	Claimant(s): Piper Jaffray & Co. Claimant Lawyers(s): Terrence J. Fleming Respondent(s): Christopher Peterson, Cole Ryba, David Holden, Stifel, Nicolaus & Co.., John Kuny, John Pinto, Lindsay Paine, Michael Loop, Michael Pellicci, Neil Koepcke, Stephen Tufo, Zigmund Peret Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Judith A. Rogosheske, Jack D. Elmquist, Edward C. Oliver Hearing Site: Minneapolis, MN