Potomac Analytics' Logo

FINRA Awards for Rebecca A. Novak

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0164502/12/2018Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Ian Hummel
Respondent(s): Critical Outcome Technologies Inc.
Respondent Lawyers(s): Vivian Drohan
Arbitrator(s): Rebecca A. Novak, Daniel Robbins, Richard Gee
Hearing Site: New York, NY
13-0299002/25/2015Claimant(s): Belgica Vidal
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Rebecca A. Novak, Doris Lindbergh, Christine Moore
Hearing Site: New York, NY
08-0066001/16/2009Claimant(s): Robert Cohen
Claimant Lawyers(s): Anthony Carabba
Respondent(s): James Bovino, Trinity Trading Corp.
Respondent Lawyers(s): George A. Sirignano
Arbitrator(s): Rebecca A. Novak, Nancy Plesser Wendell, Ira L. Blankstein
Hearing Site: New York, NY

3 Results

Display: