Potomac Analytics' Logo

FINRA Awards for Rebecca A. Novak

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0422208/16/2010Claimant(s): Michelle Brilliant, Robert Hougie
Claimant Lawyers(s): David B. Gordon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): Rebecca A. Novak, Judith E. Gross, Eva H. Posman
Hearing Site: New York, NY
Checkmark Icon$0
08-0112807/08/2010Claimant(s): Estate of David Grynberg
Claimant Lawyers(s): Michael Grynberg
Respondent(s): TD Ameritrade., Michael Grynberg
Respondent Lawyers(s): James J. Vihstadt, Michael Grynberg
Arbitrator(s): Rebecca A. Novak, Daniel A. Dolan, Michael S. Lazan
Hearing Site: New York, NY
Checkmark Icon$0
08-0371710/28/2009Claimant(s): Suzanne Stadler-D'vir, JTLG Corp., Stonehouse Equities.
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Alice Solomon, Timothy Daly
Respondent Lawyers(s): Chad N. Cagan, Timothy James Daly
Arbitrator(s): Vicki Z. Holleman, Susan C. Lushing, Rebecca A. Novak
Hearing Site: New York, NY
Checkmark Icon$70,000

3 Results

Display: