11-02340 | 09/13/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Michael Rooms Respondent Lawyers(s): Michael Antoine Rooms Arbitrator(s): Martin Mandel, Samuel E. Wing Hearing Site: Denver, CO
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10-03827 | 11/17/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): William Northend Respondent Lawyers(s): Kevin B. Kevorkian Arbitrator(s): Martin Mandel Hearing Site: San Francisco, CA
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11-00329 | 06/06/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Matthew Schurter Respondent(s): Steve Kelly Respondent Lawyers(s): Steve G. Kelly Arbitrator(s): Martin Mandel Hearing Site: Phoenix, AZ
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09-05470 | 12/13/2010 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Charles LaChausse Respondent(s): Knut Eie Respondent Lawyers(s): Knut Ferdinand Eie Arbitrator(s): Martin Mandel Hearing Site: Portland, OR
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10-01798 | 10/22/2010 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Robert Gunning Respondent Lawyers(s): Robert Holmes Gunning Arbitrator(s): Martin Mandel Hearing Site: San Francisco, CA
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08-01531 | 05/21/2010 | Claimant(s): Melvin McDonald, Vincent Scola Claimant Lawyers(s): Katharine Livingston Respondent(s): TD Ameritrade. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Martin Mandel, Darryl J. Horowitt, Marilyn Burrill O'Toole Hearing Site: San Francisco, CA
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08-00072 | 06/19/2009 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Judy Louie Respondent(s): Donald Peterson Respondent Lawyers(s): Martin M. Berliner Arbitrator(s): Martin Mandel, William R. Rafti, Patrick Owen King Hearing Site: Reno, NV
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01-06400 | 08/26/2008 | Claimant(s): Robert Tarrington Claimant Lawyers(s): Robert W. Tarrington Respondent(s): John Lee, Laurence Forsman, A.G. Edwards & Sons. Respondent Lawyers(s): Jason S. Mills, Laurence S. Forsman, Nuviah Shirazi Arbitrator(s): Martin Mandel, David J. Anderson, Michael D. Harrison Hearing Site: Los Angeles, CA
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