Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00807 | 03/16/2021 | Claimant(s): Edward Caruth Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): John J. Jordan Hearing Site: Philadelphia, PA | ||
| 20-00767 | 03/15/2021 | Claimant(s): Matthew Sotland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Kevin R. Zehe Hearing Site: Buffalo, NY | ||
| 20-01557 | 03/15/2021 | Claimant(s): John Canada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Maxel (Bud) B Silverberg Hearing Site: Dallas, TX | ||
| 20-02554 | 03/15/2021 | Claimant(s): Becky Mathre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-01368 | 03/12/2021 | Claimant(s): Erin Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Patrick R. Westerkamp Hearing Site: Providence, RI | ||
| 20-02745 | 03/12/2021 | Claimant(s): Bryan Cogliano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-02374 | 03/11/2021 | Claimant(s): Caroline Girgis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): John James McGovern Hearing Site: Wilmington, DE | ||
| 20-02393 | 03/11/2021 | Claimant(s): Brian Drolet Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Trenten P. Bausch Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 20-02615 | 03/11/2021 | Claimant(s): Dwight Emanuelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-02900 | 03/11/2021 | Claimant(s): Christopher Larochelle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX |