Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02926 | 05/06/2021 | Claimant(s): Joseph Quartucci Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-01045 | 05/05/2021 | Claimant(s): George Eggers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Colonial Securities Respondent Lawyers(s): Richard Campanella Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-02663 | 05/05/2021 | Claimant(s): William Herf Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jon Hackbarth Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 20-02759 | 05/05/2021 | Claimant(s): Daniel Baumgartel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor Trafton Arbitrator(s): Francis Vincent Dane Hearing Site: Seattle, WA | ||
| 20-02866 | 05/04/2021 | Claimant(s): Gustavo LaGuarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Investment Services. Respondent Lawyers(s): Christina M. Hill Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 20-03102 | 05/03/2021 | Claimant(s): Phil Scott Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 20-02688 | 04/30/2021 | Claimant(s): Fanie Gouws Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Commerz Markets LLC Respondent Lawyers(s): Michael Fruchter Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 20-02571 | 04/29/2021 | Claimant(s): David Van Geffen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): Allan R. Lazor Hearing Site: New Orleans, LA | ||
| 20-02680 | 04/29/2021 | Claimant(s): Max Sanel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ | ||
| 20-02972 | 04/29/2021 | Claimant(s): Jason Ortiz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): James A. Murphy Hearing Site: Chicago, IL |