| 10-01823 | 10/03/2011 | Claimant(s): Beverley Hylton
Claimant Lawyers(s): Beverley M. Hylton
Respondent(s): Edward Wedbush, Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Las Vegas, NV
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| 10-04761 | 07/01/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jamie Dick
Respondent Lawyers(s): Jamie Dick
Arbitrator(s): Herbert Murez
Hearing Site: Las Vegas, NV
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| 09-02713 | 06/23/2011 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Christopher Gallo
Respondent Lawyers(s): Christopher J. Gallo
Arbitrator(s): James W. Warren
Hearing Site: Las Vegas, NV
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| 10-00735 | 04/12/2011 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John W. Stenson
Respondent(s): Tyrone Tabak
Respondent Lawyers(s): Tyrone B. Tabak
Arbitrator(s): Howard R. Gaines, Dee Newell, Harvey M. Baraban
Hearing Site: Las Vegas, NV
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| 09-06563 | 02/03/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Mark Nolan
Respondent Lawyers(s): Mark James Nolan
Arbitrator(s): Robert S. McConnell
Hearing Site: Las Vegas, NV
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| 10-01492 | 08/17/2010 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Justin Hensley
Respondent Lawyers(s): Justin M. Hensley
Arbitrator(s): James D. Knotter
Hearing Site: Las Vegas, NV
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| 07-00478 | 04/07/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Michael Jake Ewart
Respondent(s): Jodie Cohen, Nathan Lorbietzki, Robert Barron
Respondent Lawyers(s): L. Christopher Rose, Michael Jake Ewart
Arbitrator(s): Alan J. Duncan, William E. Winfield, David L. Moran
Hearing Site: Las Vegas, NV
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| 09-03604 | 03/01/2010 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Jamie Dick
Respondent Lawyers(s): Jamie Lydell Dick
Arbitrator(s): James W. Warren
Hearing Site: Las Vegas, NV
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| 08-03706 | 02/11/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory Simon
Respondent(s): Christopher Bunker
Respondent Lawyers(s): Christopher W. Bunker
Arbitrator(s): Donald E. Berryman, William R. Rafti, Carol Jeanne Medof
Hearing Site: Las Vegas, NV
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| 09-00074 | 09/01/2009 | Claimant(s): Summit Brokerage Services.
Claimant Lawyers(s): Gary Menzer
Respondent(s): Gregory Kinkead
Respondent Lawyers(s): John R. McMillan
Arbitrator(s): Barry A. Mainardi
Hearing Site: Las Vegas, NV
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