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FINRA Awards for James T. McLaughlin

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0332011/07/2018Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): John Fitzgerald
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): James T. McLaughlin, Joseph H. Danziger, Peter George Erdely
Hearing Site: Philadelphia, PA
10-0102005/10/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Robert Durham, William Cashman
Respondent Lawyers(s): Jacqueline Jackson-DeGarcia, Jason G. Benion
Arbitrator(s): Paul J. Greco, James T. McLaughlin, Mark H. Stein
Hearing Site: Philadelphia, PA
08-0344608/10/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Michael Desfor
Respondent Lawyers(s): Michael Eric Desfor
Arbitrator(s): Edward T. Borer, Walter J. Schwenk, James T. McLaughlin
Hearing Site: Philadelphia, PA

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