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FINRA Awards for James T. McLaughlin

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0438610/02/2014Claimant(s): Judith Goldman, Kenneth Goldman
Claimant Lawyers(s): Richard J. Gerace
Respondent(s): Barry Guariglia, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Toby S. Soli
Arbitrator(s): Jim Geiger, Doris J. Dabrowski, James T. McLaughlin
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0576208/16/2011Claimant(s): Michael Young
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Jason Fedo
Arbitrator(s): Kathleen K. Murphy, Edward F. Koren, James T. McLaughlin
Hearing Site: Philadelphia, PA
Checkmark Icon$804,450
09-0656505/02/2011Claimant(s): Nicholas Palumbo
Claimant Lawyers(s): Nicholas Palumbo
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Gordon M. Wase, James T. McLaughlin, John E. Felch
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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