Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04011 | 12/27/2019 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Ailen Cruz Respondent(s): Gregory Clark Respondent Lawyers(s): Gregory Dennis Clark Arbitrator(s): Michael Lau, Will Murphy, Brett Matthew Logan Hearing Site: Miami, FL | ||
| 19-00020 | 11/05/2019 | Claimant(s): Don D'Adesky Claimant Lawyers(s): Lindsay Nasshorn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | ||
| 18-03196 | 06/20/2019 | Claimant(s): Thomas Zur Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest, Jonathan C. Schwartz Arbitrator(s): Will Murphy Hearing Site: Miami, FL | ||
| 18-00812 | 12/18/2018 | Claimant(s): Forrest Faro Claimant Lawyers(s): Joelle A. Simms Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Will Murphy Hearing Site: Miami, FL | ||
| 18-02213 | 10/11/2018 | Claimant(s): Jeffrey Leach Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | ||
| 17-02481 | 06/13/2018 | Claimant(s): Patrick Matlock Claimant Lawyers(s): Robert W. Pearce Respondent(s): Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | ||
| 17-01312 | 12/06/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Lauren R. Whetstone Respondent(s): Gordon Brown Respondent Lawyers(s): Gordon Kenneth Brown Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | ||
| 16-03224 | 10/09/2017 | Claimant(s): Vivienne Schleu Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, WMA Securities., World Group Securities. Respondent Lawyers(s): Clive Slovin, Jon D. Kaplon, Susan D. Duff Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | ||
| 16-00740 | 08/10/2017 | Claimant(s): Leonard Suskind Claimant Lawyers(s): Daniel S. Newman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Michael A. Levin, Will Murphy, Paul J. Burkhart Hearing Site: Boca Raton, FL | ||
| 16-03542 | 06/27/2017 | Claimant(s): Michael Newton Claimant Lawyers(s): Debra A. Jenks Respondent(s): Kovack Securities Inc. Respondent Lawyers(s): Amy Towle Arbitrator(s): Steven N. Ainbinder, Will Murphy, Tina Scott Polsky Hearing Site: Boca Raton, FL |