| 12-02803 | 04/17/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Jeffery Iseler
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
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| 12-02245 | 04/03/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Brown
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Joseph W. Cheek, Katherine H. O'Neil, John McGown
Hearing Site: Boise, ID
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| 12-02247 | 04/03/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Burton
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Boise, ID
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| 12-03193 | 03/25/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Christopher Hasbrouck
Respondent Lawyers(s): Christopher Hasbrouck
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 12-02656 | 01/28/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Tara M. Jacobson
Respondent(s): Thomas Gillons
Respondent Lawyers(s): Thomas Dominick Gillons
Arbitrator(s): Frank R Weaver
Hearing Site: San Francisco, CA
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| 12-02086 | 01/14/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): John K. Wells
Respondent(s): Gary Schwarcz
Respondent Lawyers(s): Gary Alan Schwarcz
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
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| 12-01849 | 12/19/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Eric M. Chial, Jonathan Berg, Esq.
Respondent(s): David Manno
Respondent Lawyers(s): David T. Manno
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 12-01543 | 09/25/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): Saul Montes-Bradley
Respondent Lawyers(s): Saul M. Montes-Bradley
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
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| 12-01395 | 09/12/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I Sugarman
Respondent(s): Timothy Sennott
Respondent Lawyers(s): Timothy Madden Sennott
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
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| 12-00465 | 06/29/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Brendan O'brien
Respondent Lawyers(s): Brendan Patrick O'Brien
Arbitrator(s): William H. Malloy
Hearing Site: Baltimore, MD
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