| 20-02330 | 03/04/2021 | Claimant(s): Richard Cella
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Arthur J. Giacomarra, Sharon L. Monroe, Howard N. Gorney
Hearing Site: Boston, MA
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| 16-02566 | 10/13/2017 | Claimant(s): Scott Kudrick
Claimant Lawyers(s): Richard Slavin
Respondent(s): Realty Capital Securities
Respondent Lawyers(s): Michael Shuckerow
Arbitrator(s): Sharon L. Monroe, Robert E. Anderson, Frank E. Wolf
Hearing Site: Manchester, NH
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| 15-01270 | 06/20/2017 | Claimant(s): Sally Boyle
Claimant Lawyers(s): Sally J. Boyle
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Sharon L. Monroe, Catherine Stewart, John Francis Markuns
Hearing Site: Manchester, NH
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| 09-06725 | 04/16/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Adams
Respondent Lawyers(s): Mark Allen Adams
Arbitrator(s): Mary C. Kelleher, Missy Daboul Margolis, Sharon L. Monroe
Hearing Site: Boston, MA
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| 08-00912 | 10/27/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael McAllister
Respondent(s): Albert Lowenthal
Respondent Lawyers(s): Michael McAllister
Arbitrator(s): Kelly M. Lonergan, Sharon L. Monroe, B. J. Krintzman
Hearing Site: Boston, MA
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| 07-02850 | 05/06/2008 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Jeffrey Bacon
Respondent Lawyers(s): Jeffrey R. Bacon
Arbitrator(s): Amy Lampert, Sharon L. Monroe, Daniel J. Candura
Hearing Site: Boston, MA
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