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FINRA Awards for Francis M. Curran

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0071810/08/2015Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Jeff Snyder
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Ronald J. Colombo
Hearing Site: New York, NY
13-0304411/20/2014Claimant(s): UBS Financial Services Inc., UBS AG
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Terence Reynolds
Respondent Lawyers(s): Francis M. Curran
Arbitrator(s): Arthur S. Joseph, Joseph I. Liebman, Ernesto Jose Mejer
Hearing Site: New York, NY
13-0203202/19/2014Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Matthew Critelli
Respondent Lawyers(s): Matthew Thomas Critelli
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
12-0273201/31/2013Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Nathan Gainer
Respondent Lawyers(s): Nathan Edward Gainer
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY

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