FINRA Awards for Michael Schwartzberg

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03708	12/13/2018	Claimant(s): Lionel Shaw Claimant Lawyers(s): Garet D. O'Keefe Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Michael Schwartzberg Arbitrator(s): Michelle Judy Brant, Alden Sharp Adkins, Roland Neil Burgess Hearing Site: San Francisco, CA
11-03289	06/18/2012	Claimant(s): Wall Street Financial Group. Claimant Lawyers(s): Michael Schwartzberg Respondent(s): Walter Grenda Respondent Lawyers(s): Walter Grenda Arbitrator(s): Peter A.P. Dunlop Hearing Site: Buffalo, NY
08-02210	03/15/2010	Claimant(s): Andrew McConnell Claimant Lawyers(s): Michael Schwartzberg Respondent(s): BNP Paribas Securities Corp. Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Joel P. Mellis, Harry T. Walters, Christine Moore Hearing Site: New York, NY
08-00449	05/20/2009	Claimant(s): Gordon Levey Claimant Lawyers(s): Michael Schwartzberg Respondent(s): Barret Naylor, Douglas Lowey, Brownstone Investment Group Respondent Lawyers(s): Eric B. Fisher, Michael H. Ference Arbitrator(s): Hugh N. Fryer, Peter A. Goldman, Michael F. Spellman Hearing Site: New York, NY