16-03708 | 12/13/2018 | Claimant(s): Lionel Shaw Claimant Lawyers(s): Garet D. O'Keefe Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Michael Schwartzberg Arbitrator(s): Michelle Judy Brant, Alden Sharp Adkins, Roland Neil Burgess Hearing Site: San Francisco, CA
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11-03289 | 06/18/2012 | Claimant(s): Wall Street Financial Group. Claimant Lawyers(s): Michael Schwartzberg Respondent(s): Walter Grenda Respondent Lawyers(s): Walter Grenda Arbitrator(s): Peter A.P. Dunlop Hearing Site: Buffalo, NY
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08-02210 | 03/15/2010 | Claimant(s): Andrew McConnell Claimant Lawyers(s): Michael Schwartzberg Respondent(s): BNP Paribas Securities Corp. Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Joel P. Mellis, Harry T. Walters, Christine Moore Hearing Site: New York, NY
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08-00449 | 05/20/2009 | Claimant(s): Gordon Levey Claimant Lawyers(s): Michael Schwartzberg Respondent(s): Barret Naylor, Douglas Lowey, Brownstone Investment Group Respondent Lawyers(s): Eric B. Fisher, Michael H. Ference Arbitrator(s): Hugh N. Fryer, Peter A. Goldman, Michael F. Spellman Hearing Site: New York, NY
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