FINRA Awards for Robert S. McConnell

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-01542	02/19/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher P. Litterio Respondent(s): John Fairfield Respondent Lawyers(s): Albert G. Ayre Arbitrator(s): Robert S. McConnell, Loren Scott Buell, John H. Fearnow Hearing Site: Phoenix, AZ
13-02743	07/30/2015	Claimant(s): David Jancuk Claimant Lawyers(s): William R. Urga Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Douglas Edwards, Robert S. McConnell, Marcia A. Herrmann Hearing Site: Las Vegas, NV
13-00075	08/12/2014	Claimant(s): Johnny Burris Claimant Lawyers(s): Nicholas Woodfield Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Christopher P. Fisher Arbitrator(s): Robert S. McConnell, Katherine M. Harmeyer, Brian L Evans Hearing Site: Phoenix, AZ
11-02089	02/26/2013	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Timothy N. Will Respondent(s): Lee Brown Respondent Lawyers(s): Lee Kim Brown Arbitrator(s): Robert S. McConnell, Lanny M. Leff, Richard Marc Weinroth Hearing Site: Phoenix, AZ