FINRA Awards for William H. Badinelli

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01178	01/05/2024	Claimant(s): Christopher Lazos Claimant Lawyers(s): Jonathan Uretsky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Edward R. Niederriter, Marie G. Peterson, Leslie Bauknight Nixon Hearing Site: Boca Raton, FL
23-01086	12/07/2023	Claimant(s): Philip Arnheiter Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Morgan Stanley DW Inc., Wells Fargo Advisors Financial Network, Oppenheimer & Co.. Respondent Lawyers(s): Andrew Joyce, Deirdre Wolff, William H. Badinelli Arbitrator(s): Kenneth J. Horowitz, Jeffrey Zuckerman, Robert Andrew Sollazzo Hearing Site: Jersey City, NJ
22-00410	02/01/2023	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): A. Joel Klein, Benjamin F. Breslauer, Richard Maurice Robinson Hearing Site: Los Angeles, CA
22-00416	09/15/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Erik R. Siering, Noel Harvey Applebaum, Daniel Farid Yasharel Hearing Site: Los Angeles, CA
22-00415	09/13/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Neil S. Jasper, Sean Anthony Richardson Hearing Site: Los Angeles, CA
22-00411	08/23/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Steven Gourley, Andrea Luise Halperin, Howard Clark Posner Hearing Site: Los Angeles, CA