| 17-02847 | 04/23/2019 | Claimant(s): Daniel Alivernini
Claimant Lawyers(s): Brittany Weiner
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): David W. Erb
Arbitrator(s): William F. Skewes, Samuel L. McClaren, John Jerold Barrett
Hearing Site: Denver, CO
| | |
| 16-01459 | 12/11/2018 | Claimant(s): Todd Weitzman
Claimant Lawyers(s): Todd A. Weitzman
Respondent(s): Richard Murray, J.P. Turner & Company, L.L.C., Silver Leaf Partners
Respondent Lawyers(s): Eric A. Michaels, Fyzul Khan, Richard Norman Murray
Arbitrator(s): Martin M. Berliner, Samuel L. McClaren, Wendy P Rouder
Hearing Site: Denver, CO
| | |
| 16-01693 | 02/23/2017 | Claimant(s): Kean Boucher
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Samuel L. McClaren, Anita Rae Shapiro, Tausha C. Riley
Hearing Site: Denver, CO
| | |
| 16-02630 | 02/21/2017 | Claimant(s): Kezia Samuel
Claimant Lawyers(s): Jeffrey Thomas
Respondent(s): Jackson National Life Distributors LLC
Respondent Lawyers(s): William R. Schulz
Arbitrator(s): Donald P. Loyd, Samuel L. McClaren, Henry Eric Peitz
Hearing Site: Denver, CO
| | |
| 13-01579 | 12/04/2014 | Claimant(s): James Young
Claimant Lawyers(s): Brian J. Neville
Respondent(s): James Merkel, James Smith, Jim Wilson, Joe Dickerson, Johnny Jones, Joyce Heitmeyer, Judith Smith, Marian Patton, Mary Heitmeyer, Teresa Wilson, Tom Gawronski, Urban Heitmeyer
Respondent Lawyers(s): James Merkel, James Smith, Jim Wilson, Joe Dickerson, Johnny Jones, Joyce Heitmeyer, Judith Smith, Marion Patton, Mary Heitmeyer, Teresa Wilson, Tom Gawronski, Urban Heitmeyer
Arbitrator(s): Charles G. Michaels, Samuel L. McClaren, Stephen A. Kohn
Hearing Site: Denver, CO
| | Expungement |
