| 13-02525 | 12/04/2014 | Claimant(s): Jean Schott
Claimant Lawyers(s): Matthew S. Rork
Respondent(s): Shareholders Service Group.
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Charles G. Michaels, Samuel L. McClaren, Mary C. Davis
Hearing Site: Denver, CO
|  | $120,000 |
| 13-00639 | 07/09/2014 | Claimant(s): Paul Lemon
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Anthony Thompson, Dana Davis, Jeffrey Cannella, John Tyler, Michael Jones, Patrick Sutherland
Respondent Lawyers(s): Anthony W. Thompson, Carla B. Minckley, John L Tyler, Michael Washington Jones, Russell K. Bean
Arbitrator(s): Marilyn R. Lewis, Dominic Alecci, Samuel L. McClaren
Hearing Site: Denver, CO
| | $0 |
| 11-01421 | 06/15/2012 | Claimant(s): Granada Enterprises., Estate of Justyn C. Rosen, Rosen Family Associates, Ltd., Rosen Investments, LLLP, Justyn C. Rosen 1988 Irrevocable Ins Tst, Justyn C. Rosen Marital Trust No. 1, Justyn C. Rosen Trust for Marian Rosen, Marsha Zimmerman Irrevocable Trust, Rosen Investment Trust No. 1, Rosen Investment Trust No. 2, Sharon Irrevocable Trust 3/1/85, Sharon J. Mandel Irrevocable Trust, Sharon Rosen Trust by Marian Rosen Trust
Claimant Lawyers(s): Michael H. Berger
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Samuel L. McClaren, Baldwin Ranson, Andrew Barton
Hearing Site: Denver, CO
| | $0 |
