FINRA Awards for Kathryn Dietrich Perreault

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02946	11/19/2024	Claimant(s): Robin Brubacher Claimant Lawyers(s): William E. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn Dietrich Perreault Arbitrator(s): Joseph J. Dougherty Hearing Site: Philadelphia, PA
23-01314	09/19/2024	Claimant(s): Vincent Ambroselli Claimant Lawyers(s): Austin Davis Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn Dietrich Perreault Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY
17-03155	07/25/2018	Claimant(s): Peter Inserra Claimant Lawyers(s): Owen Harnett Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn Dietrich Perreault Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY
16-03130	07/21/2017	Claimant(s): John Erdmann Claimant Lawyers(s): Seth Huberman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn Dietrich Perreault Arbitrator(s): Jack Friedman Hearing Site: New York, NY
16-03434	05/24/2017	Claimant(s): Garry Bridgeman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn Dietrich Perreault Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA