Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01881 | 07/30/2019 | Claimant(s): Kim Ngo Claimant Lawyers(s): Marc Schifanelli Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Lisa M. Bertain Arbitrator(s): Peter J Cohen, George Herman Frisch, Stephen Laughlin Eddy Hearing Site: Los Angeles, CA | ||
| 11-00235 | 12/28/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Lisa M. Bertain Respondent(s): Steven Widtfeldt Respondent Lawyers(s): Steven Eric Widtfeldt Arbitrator(s): Mark I Preston, Charles A. Joplin, Earle J. Schwarz Hearing Site: Dallas, TX | ||
| 09-00593 | 04/09/2010 | Claimant(s): Lois Lovins Claimant Lawyers(s): Erwin J. Shustak Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lisa M. Bertain Arbitrator(s): Elizabeth A. Copley, Glen W. Hanne, Alfred S. Samulon Hearing Site: Los Angeles, CA |