FINRA Awards for Neil A. Sussman

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01866	06/30/2011	Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Neil A. Sussman Respondent(s): Pauline Sheedy Respondent Lawyers(s): Peter F. Carr Arbitrator(s): Shari B. Broder Hearing Site: Boston, MA
09-00286	06/24/2011	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. Mac Avoy Respondent(s): Gregory Kenzik Respondent Lawyers(s): Neil A. Sussman Arbitrator(s): Carolyn A. Mann, Preston V. Pumphrey, Alun Hywel Jones Hearing Site: New York, NY
06-04998	10/24/2007	Claimant(s): Richard Streisfeld Claimant Lawyers(s): Neil A. Sussman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Michael Ross, Sherri L. Hughes, Lawrence J. Roth Hearing Site: New York, NY
06-04380	10/03/2007	Claimant(s): Charlotte Lowe, Patrick Lowe Claimant Lawyers(s): Neil A. Sussman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Gerald A. Koris, Dawn M. Kirchner, Susan B. Gans-Smith Hearing Site: Los Angeles, CA