| 22-02415 | 07/26/2024 | Claimant(s): BG Strategic Advisors, BGSA Holdings
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Ryan Kuhn
Respondent Lawyers(s): Peter T. Mavrick
Arbitrator(s): Avery B. Goodman, Stephen Gregg Ellis, Danny Lynn Ingram
Hearing Site: Boca Raton, FL
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| 22-00781 | 02/10/2023 | Claimant(s): Brett Millsap
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Avery B. Goodman
Hearing Site: Des Moines, IA
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| 20-01431 | 07/26/2021 | Claimant(s): Steven Boyd
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Avery B. Goodman
Hearing Site: Des Moines, IA
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| 17-00502 | 01/31/2019 | Claimant(s): Michael Zeran
Claimant Lawyers(s): Israel Klein
Respondent(s): Bancwest Investment Services.
Respondent Lawyers(s): Marko Mrkonich
Arbitrator(s): Avery B. Goodman, Danielle L. Anderson, Alain Frecon
Hearing Site: Des Moines, IA
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| 14-02939 | 05/09/2018 | Claimant(s): International Assets Advisory
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Edward Cofrancesco, Mauricio Cardenas, Michael Montalvo
Respondent Lawyers(s): Curtis Carlson, Tracy L. Gerber
Arbitrator(s): Stuart K. Furman, Avery B. Goodman, Clarence B. Johnson, CLU, ChFC
Hearing Site: Orlando, FL
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| 09-05551 | 08/09/2011 | Claimant(s): Michael Ohlfs
Claimant Lawyers(s): George C. Aucoin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Jesse L. Miller
Arbitrator(s): Arthur E. Otten, Anita Rae Shapiro, Avery B. Goodman
Hearing Site: Denver, CO
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