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FINRA Awards for Craig A. Vollono

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Displaying 10 out of 27 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0098706/11/2019Claimant(s): Noel Becker
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
18-0143305/23/2019Claimant(s): Mark Moore
Claimant Lawyers(s): Coren H. Stern
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
18-0182102/28/2019Claimant(s): Forest Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Miami, FL
18-0113202/11/2019Claimant(s): Robert Buchanan
Claimant Lawyers(s): Joelle Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
18-0113102/06/2019Claimant(s): Nelson Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Mark A Bilawsky
Hearing Site: Miami, FL
18-0048812/19/2018Claimant(s): Michael Poutre
Claimant Lawyers(s): Isabelle Kountz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
18-0171811/12/2018Claimant(s): Federico Sanchez
Claimant Lawyers(s): Alise Johnson Henry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
18-0118110/23/2018Claimant(s): Eric Diton
Claimant Lawyers(s): Amy B. Bard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
18-0238710/15/2018Claimant(s): Christopher Pfaff
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
18-0154309/24/2018Claimant(s): John Carolyn
Claimant Lawyers(s): Alise Johnson Henry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX

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