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FINRA Awards for Ernesto Jose Mejer

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0286109/08/2015Claimant(s): Gontran De Quillacq
Claimant Lawyers(s): Barry R. Lax
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Howard D. Jacob, Linda Ashley, Ernesto Jose Mejer
Hearing Site: New York, NY
13-0304411/20/2014Claimant(s): UBS Financial Services Inc., UBS AG
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Terence Reynolds
Respondent Lawyers(s): Francis M. Curran
Arbitrator(s): Arthur S. Joseph, Joseph I. Liebman, Ernesto Jose Mejer
Hearing Site: New York, NY

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