Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02747 | 05/21/2013 | Claimant(s): Timothy Gautney, Aura Asset Management., Aura Financial Services. Claimant Lawyers(s): John G Dana Respondent(s): James Webb, Cape Securities Inc. Respondent Lawyers(s): Judy A. Newcomb, Ronald M. Amato Arbitrator(s): Lita S Menkin, Cherie J. Jolly, Charles M. Thompson Hearing Site: Birmingham, AL | ||
| 12-01451 | 02/04/2013 | Claimant(s): J.D. Nicholas & Associates. Claimant Lawyers(s): Ian Frimet Respondent(s): James Webb, Larry Yager, Michael Lovett, Paul Nardella, Cape Securities Inc. Respondent Lawyers(s): John A. Fortuna, Ron Amato Arbitrator(s): Michael J. McAllister, Marilyn J. Salzman, Ernesto V. Luzzatto Hearing Site: New York, NY | ||
| 10-03464 | 02/17/2011 | Claimant(s): Ruth Goldstein Claimant Lawyers(s): Ruth D. Goldstein Respondent(s): James Webb, Kathi Mansfield, Cape Securities Inc. Respondent Lawyers(s): Melissa Malcom Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA |