| 23-02192 | 06/20/2024 | Claimant(s): Apex Clearing Corporation
Claimant Lawyers(s): Jonathan D. Neerman
Respondent(s): Elevated Principles Inc. d/b/a Flyte
Respondent Lawyers(s): David Williams Hannes
Arbitrator(s): Mary Elizabeth Skelnik, Dianne Connally Betts, Will Pryor
Hearing Site: Dallas, TX
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| 22-00508 | 05/20/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Trace Schmeltz
Respondent(s): Apex Clearing Corporation, Webull Financial LLC
Respondent Lawyers(s): Jonathan D. Neerman, Ryan K. Bakhtiari
Arbitrator(s): Mark Aaron Jones, Mary Mackey, Page R Barnes
Hearing Site: San Francisco, CA
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| 22-02011 | 10/24/2023 | Claimant(s): Qwikt Global Securities LLC
Claimant Lawyers(s): Robert Maguire
Respondent(s): Apex Clearing Corporation
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Rosemary Rachael, Michele N. O'Brien, Mary O'Connor
Hearing Site: Dallas, TX
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| 18-01938 | 11/07/2019 | Claimant(s): Samco Capital Markets.
Claimant Lawyers(s): Jason M. Hopkins
Respondent(s): Apex Clearing Corporation
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Harry J Saginaw, Richard Frederick Schaufert, Oddur Sigurdsson
Hearing Site: Dallas, TX
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| 17-03295 | 07/13/2018 | Claimant(s): William Wolfe
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Hilltop Securities Independent Network I
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Oklahoma City, OK
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| 17-02854 | 03/29/2018 | Claimant(s): Kent Snodgrass
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
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| 15-01452 | 12/20/2016 | Claimant(s): Kimberly Rose
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Thomas F. Ryan, Charles Orlove, Michael J. Rappa
Hearing Site: Chicago, IL
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| 09-05216 | 09/13/2010 | Claimant(s): Gary Miles
Claimant Lawyers(s): Wayne G. Johnson
Respondent(s): Gregory Randall, Jac Tomasello, Southwest Securities., U.S. Brokerage.
Respondent Lawyers(s): Gregory A. Randall, Jac G. Tomasello, Jonathan D. Neerman
Arbitrator(s): Thomas H. Barnard, Elena M. Colianni, William L. White
Hearing Site: Pittsburgh, PA
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