| 10-05397 | 03/23/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Gary Headding
Respondent Lawyers(s): Gary Headding
Arbitrator(s): Robert S. McConnell
Hearing Site: Los Angeles, CA
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| 08-01957 | 03/09/2011 | Claimant(s): "Bruce" Moghaddam-Jafary
Claimant Lawyers(s): Faramarz Moghaddam-Jafary
Respondent(s): Ameriprise Financial Services., Ameriprise Financial.
Respondent Lawyers(s): Bryan C. Keane
Arbitrator(s): David J. Anderson, Christine A. Page, Richard J. Stall
Hearing Site: Los Angeles, CA
| | |
| 08-04477 | 03/07/2011 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Gregory Ramirez
Respondent Lawyers(s): Jonathan Schwartz
Arbitrator(s): John B. Wells, Stephen B. Benton, Gerald C. Tambe
Hearing Site: Los Angeles, CA
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| 10-05199 | 03/04/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Aitken
Respondent Lawyers(s): John R. Aitken
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
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| 10-02854 | 02/25/2011 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Margaret Smith
Respondent Lawyers(s): Harold Ducote
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-00335 | 02/24/2011 | Claimant(s): Araceli Fonseca
Claimant Lawyers(s): Marie C. Mirch
Respondent(s): Brett Saddler, Ameriprise Financial Services.
Respondent Lawyers(s): Katherine J. Stanton
Arbitrator(s): Kenneth E. Owen, Arthur T. Berggren, Richard William DeWeese
Hearing Site: Los Angeles, CA
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| 10-03404 | 02/22/2011 | Claimant(s): Aramis Seferian
Claimant Lawyers(s): Timothy Feil
Respondent(s): Antonio Vallejo
Respondent Lawyers(s): Roger A. Cerda
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-03761 | 02/15/2011 | Claimant(s): Michael Poutre, Shlomo Eplboim, EP Acquisition Corp
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Jeff Garstka, Myron Schneidt, Maxxtrade.
Respondent Lawyers(s): Charles C. Mihalek, M. David Schneidt
Arbitrator(s): Alvin S. Milder, James P. Murphy, Mary Alice Freeman
Hearing Site: Los Angeles, CA
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| 09-02912 | 02/11/2011 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Darren Meehan
Respondent Lawyers(s): Darren Meehan
Arbitrator(s): David Maurer, Daniel R. Brush, Leslieann Lee Brucker
Hearing Site: Los Angeles, CA
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| 10-00957 | 01/28/2011 | Claimant(s): Belinda Bullock
Claimant Lawyers(s): H Thomas Fehn
Respondent(s): Wedbush Securities Inc., Edward Wedbush
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
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