20-03221 | 03/18/2021 | Claimant(s): Angus Miller Claimant Lawyers(s): Sarah Yates Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ
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19-01419 | 12/06/2019 | Claimant(s): Michael Rodriguez Claimant Lawyers(s): Rogge Dunn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah Yates Arbitrator(s): Raymond C. Kerr, Robert J. Gregory, Colleen Margaret Baker Hearing Site: Oklahoma City, OK
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18-00520 | 09/27/2018 | Claimant(s): Iain Sharpe Claimant Lawyers(s): Matthew B. Henneman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah Yates Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX
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18-00698 | 08/31/2018 | Claimant(s): Mark Birringer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah Yates Arbitrator(s): Charles Orlove Hearing Site: Chicago, IL
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17-03169 | 07/17/2018 | Claimant(s): Richard Homuth Claimant Lawyers(s): Eric Litow Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah Yates Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Kansas City, MO
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17-02577 | 04/02/2018 | Claimant(s): Girish Thakar Claimant Lawyers(s): Armin Sarabi Respondent(s): A. G. Edwards & Sons., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deidre Wolff, Sarah Yates Arbitrator(s): Michael D. McDowell Hearing Site: Pittsburgh, PA
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17-01201 | 03/16/2018 | Claimant(s): Alex Papadopoulos Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc., LaSalle Financial Services. Respondent Lawyers(s): Sarah Yates Arbitrator(s): James A. Murphy Hearing Site: Chicago, IL
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