| 17-02787 | 01/15/2019 | Claimant(s): David Lipschitz
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): CLSA Americas
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Joseph N. Stineman, Edward W. Morris, Susan Romano
Hearing Site: New York, NY
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| 15-00919 | 07/19/2016 | Claimant(s): Darryl Smith
Claimant Lawyers(s): Jonathan Sack
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Joseph N. Stineman, Ronald Harris Kisner, Robert Elliot Harrison
Hearing Site: New York, NY
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| 13-03608 | 02/02/2016 | Claimant(s): James Anglim
Claimant Lawyers(s): Sandra P. Lahens
Respondent(s): The Vertical Group
Respondent Lawyers(s): John Murphy
Arbitrator(s): Joseph N. Stineman, Anthony Dennis Perri, Patricia A. DeWitt
Hearing Site: New York, NY
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| 14-01610 | 11/06/2015 | Claimant(s): Thomas Majewski
Claimant Lawyers(s): Jonathan Sack
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Don A. Innamorato
Arbitrator(s): Joseph N. Stineman, James S. Hazard, Linda Ashley
Hearing Site: New York, NY
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| 11-02833 | 06/04/2012 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): James Siegel
Respondent(s): Krishna Darooka
Respondent Lawyers(s): Krishna Kumar Darooka
Arbitrator(s): Donald J. Zoeller, Joseph N. Stineman, David S. Paul
Hearing Site: New York, NY
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| 08-03083 | 07/02/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Jeremy Wisniewski
Respondent Lawyers(s): Jeremy Anthony Wisniewski
Arbitrator(s): Linda R. Alpert, Joseph N. Stineman, Eric J. Sussman
Hearing Site: New York, NY
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