Potomac Analytics' Logo

FINRA Awards for David L. Maislen

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0096204/01/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Bahram Mirhashemi
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): John Alen DeRosa, David L. Maislen, Keith Schulner
Hearing Site: Los Angeles, CA
11-0110110/08/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Angelina E. Chew
Respondent(s): Joseph Huntsman
Respondent Lawyers(s): Joseph A. Walker
Arbitrator(s): Edward J. Costello, Michael J. Fish, David L. Maislen
Hearing Site: Los Angeles, CA
12-0117508/30/2012Claimant(s): Lacey Corbett, Robert Mason
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Fredrick Kish
Respondent Lawyers(s): Fredrick A. Kish
Arbitrator(s): David L. Maislen
Hearing Site: Los Angeles, CA
Expungement
11-0386503/20/2012Claimant(s): Garrett Bland
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Michael Barker
Respondent Lawyers(s): Michael D. Barker
Arbitrator(s): David L. Maislen
Hearing Site: Los Angeles, CA
Expungement
09-0567311/10/2010Claimant(s): Joyce Aucoin
Claimant Lawyers(s): Joyce Aucoin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): James S. Munroe, Suzanne Viau Chamberlain, David L. Maislen
Hearing Site: Los Angeles, CA

5 Results

Display: