FINRA Awards for Esq.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-19 out of 19 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-01849	12/19/2012	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Eric M. Chial, Jonathan Berg, Esq. Respondent(s): David Manno Respondent Lawyers(s): David T. Manno Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL
11-02413	12/11/2012	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Richard Chan Respondent Lawyers(s): Richard Lee Chan Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA
12-01870	11/16/2012	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg, Esq., Melissa A. Bevilacqua Respondent(s): Victor Rivera Respondent Lawyers(s): Victor Manuel Rivera Arbitrator(s): Charles A. Crocco Hearing Site: Newark, NJ
11-04816	10/31/2012	Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Jason Varela Respondent Lawyers(s): Jason Rogelio Varela Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD
12-01584	10/26/2012	Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Antonio Rossi Respondent Lawyers(s): Antonio Rossi Arbitrator(s): Mitchel Weiss Hearing Site: Jacksonville, FL
12-00792	09/05/2012	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Thomas Staples Respondent Lawyers(s): Paul W. Thomas Arbitrator(s): Joseph C. Roberts Hearing Site: Helena, MT
11-00256	07/03/2012	Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Allen Weiss Respondent Lawyers(s): Neil R. Flaum Arbitrator(s): Walter M. Schackman Hearing Site: New York, NY
10-03660	05/21/2012	Claimant(s): Danny Spiegel, Gaurav Lall, Tamir Shabat Claimant Lawyers(s): Ian J. Frimet Respondent(s): Reuven Enterprises Securities Division,, Synergy Investment Group Respondent Lawyers(s): Ian J. Frimet, Marci Goldstein Kokalas, Esq. Arbitrator(s): Lise Gabrielle Hunter, Susan Manca, Ronald J. Colombo Hearing Site: New York, NY
11-00382	09/08/2011	Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Hilary Campbell Respondent Lawyers(s): Hilary Campbell Arbitrator(s): Elizabeth A. Copley Hearing Site: Los Angeles, CA