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FINRA Awards for Renan I. Sugarman

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Displaying 21-30 out of 60 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0036711/16/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Thomas Osborn
Respondent Lawyers(s): Thomas Preston Osborn
Arbitrator(s): Phillip Barry Wise, Allen D. Schwartz, Enrico A. Mazzoli
Hearing Site: Louisville, KY
11-0150809/29/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William McGuane
Respondent Lawyers(s): William McGuane
Arbitrator(s): Leo G. Stern
Hearing Site: Des Moines, IA
10-0515609/28/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Jennifer Adorjan
Respondent Lawyers(s): Jennifer S. Adorjan
Arbitrator(s): Sanford J. Prizant, Lee H. Goodman, Irving A. Chesler
Hearing Site: Chicago, IL
11-0038909/19/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Nicholas Innerbichler
Respondent Lawyers(s): Nicholas D. Innerbichler
Arbitrator(s): David Paul Clark
Hearing Site: Baltimore, MD
10-0210909/13/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Susan Steckler
Respondent Lawyers(s): Susan Nell Rowe
Arbitrator(s): Keith E. Mattern
Hearing Site: St. Louis, MO
11-0017009/02/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Anna Clark
Respondent Lawyers(s): Anna Maria Clark
Arbitrator(s): Mark S. Priver
Hearing Site: Phoenix, AZ
10-0437908/31/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Derrick Watts
Respondent Lawyers(s): Derrick T. Watts
Arbitrator(s): Barry Goldman
Hearing Site: Chicago, IL
10-0459408/04/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Dennis Metter
Respondent Lawyers(s): James J. Macchitelli
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL
11-0015108/04/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Thomas Jones
Respondent Lawyers(s): Thomas Marshall Jones
Arbitrator(s): Robert H. Putnam
Hearing Site: Houston, TX
10-0215906/16/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): John Ohara
Respondent Lawyers(s): John Jerome Ohara
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Louisville, KY

60 Results

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