FINRA Awards for Ilisa J. Smukler

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-01559	12/23/2013	Claimant(s): NSM Securities. Claimant Lawyers(s): Ronald Shindler Respondent(s): Naveen Bhagwani, Shondeep Balchandani Respondent Lawyers(s): Mark David Hunter Arbitrator(s): Ilisa J. Smukler, Richard Alan Levine, Scott Louis Fishman Hearing Site: Boca Raton, FL
09-05587	06/14/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Christopher S. Koller Respondent(s): Angel Aquino Respondent Lawyers(s): Roberto Boneta Arbitrator(s): Mark C. Perry, Ilisa J. Smukler, Neil J. Berman Hearing Site: San Juan, PR
10-00933	02/24/2011	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Richard Plevy Respondent Lawyers(s): Adam D. Palmer Arbitrator(s): Jeffrey C. Thompson, Ilisa J. Smukler, William Kent Brown Hearing Site: Boca Raton, FL
07-02381	09/26/2008	Claimant(s): Raymond Filorimo Claimant Lawyers(s): Delmer C. Gowing Respondent(s): David Smith, Robert Copus, Intervest International Equities Respondent Lawyers(s): Melissa D. Hubbard Arbitrator(s): G. Robert Abrams, Ilisa J. Smukler, Ken Tapman Hearing Site: Boca Raton, FL