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FINRA Awards for Ilisa J. Smukler

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0026305/19/2017Claimant(s): Dayna Bolera, Thomas Bolera
Claimant Lawyers(s): Leonard P. Haberman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Joseph M. Callow
Arbitrator(s): Gloria O. North, Ilisa J. Smukler, Edward R. Niederriter
Hearing Site: Boca Raton, FL
Checkmark Icon$0
11-0252507/29/2013Claimant(s): Estate of Andrew R. Piergeorge, Andrew R. Piergeorge Rev. Living Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Ilisa J. Smukler, Myron E. Levenson, Kenneth Steven Halpern
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
10-0201902/17/2012Claimant(s): Palmieri Family Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Ilisa J. Smukler, William R. Alheim, Will Murphy
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
09-0043105/26/2010Claimant(s): Cornelio Popesco, Maria De Popesco, Liberty Trading, S.A.
Claimant Lawyers(s): Paulino A. Nunez
Respondent(s): Jose Fincheltub
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Steven R. Reininger, Ilisa J. Smukler, Dana de Windt
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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