| 23-00272 | 09/06/2024 | Claimant(s): Raymond James & Associates.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Robert Franden
Respondent Lawyers(s): Robert Franden
Arbitrator(s): Nicole T. LeBoeuf, Christi Miller, Christopher John Rowland
Hearing Site: Oklahoma City, OK
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| 22-01105 | 06/07/2023 | Claimant(s): Bryan Rigg
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Cantella & Co..
Respondent Lawyers(s): Jonathan W. Lanstein
Arbitrator(s): Nicole T. LeBoeuf, Douglas Wade Carvell, Russell Phillips Gandy
Hearing Site: Dallas, TX
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| 22-01992 | 02/15/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Valerie Holder
Respondent(s): Siria Pinkston
Respondent Lawyers(s): Siria Pylar Pinkston
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
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| 20-03219 | 04/23/2021 | Claimant(s): Benjamin Matheson
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): JCC Capital Markets
Respondent Lawyers(s): Mark Atchity
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
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| 19-03636 | 06/08/2020 | Claimant(s): James Buto
Claimant Lawyers(s): Alexander K. Cox
Respondent(s): Keybanc Capital Markets Inc., UVEST Financial Services Group.
Respondent Lawyers(s): Jeffrey S. Dunlap, Sara Davis
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
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| 19-01876 | 03/18/2020 | Claimant(s): Michael Kolacz
Claimant Lawyers(s): Nicholas Dale
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
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| 09-02634 | 12/02/2010 | Claimant(s): Reef Securities.
Claimant Lawyers(s): Joel Held
Respondent(s): James Buquoi, Ryan Wright
Respondent Lawyers(s): Cleveland G. Clinton
Arbitrator(s): G. Dale McKissick, Daniel A. Kile, Nicole T. LeBoeuf
Hearing Site: Dallas, TX
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