Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-02263 | 11/08/2011 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): Gregory Tevis Respondent(s): Debra Householder, Scott Householder, The Householder Group, LLP Respondent Lawyers(s): David H. Carmichael Arbitrator(s): Harry Hamilton Herts, Daniel J. Lind, Robert W. Bruns Hearing Site: Phoenix, AZ | ||
| 10-04841 | 09/07/2011 | Claimant(s): Securities America. Claimant Lawyers(s): Natalie M. Blanke Respondent(s): Arra Poghossian Respondent Lawyers(s): Arra Poghossian Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ | ||
| 11-00170 | 09/02/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Anna Clark Respondent Lawyers(s): Anna Maria Clark Arbitrator(s): Mark S. Priver Hearing Site: Phoenix, AZ | ||
| 11-01401 | 08/25/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Warren Weems, III Respondent Lawyers(s): Warren Alfred Weems, III Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 10-05314 | 08/16/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Odai Singh Respondent Lawyers(s): Odai Vir Singh Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 11-00160 | 08/16/2011 | Claimant(s): Dorothy Calrow Claimant Lawyers(s): Dorothy D. Calrow Respondent(s): 1st Global Capital Corp. Respondent Lawyers(s): Michael A. Pagano Arbitrator(s): Seymour A. Kolman Hearing Site: Phoenix, AZ | ||
| 10-02836 | 07/14/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Misty Eslinger Respondent Lawyers(s): Misty Rae Eslinger Arbitrator(s): Eugene W. Bronski Hearing Site: Phoenix, AZ | ||
| 11-00061 | 06/16/2011 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kaream White Respondent Lawyers(s): Kaream Hassan White Arbitrator(s): Mandel E. Himelstein Hearing Site: Phoenix, AZ | ||
| 09-05959 | 06/06/2011 | Claimant(s): Iliana Perales Claimant Lawyers(s): Mark D. Chester Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Paul R. Garry Arbitrator(s): Howard R. Gaines, Denis Frank, Paul T. Sachs Hearing Site: Phoenix, AZ | ||
| 11-00329 | 06/06/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Matthew Schurter Respondent(s): Steve Kelly Respondent Lawyers(s): Steve G. Kelly Arbitrator(s): Martin Mandel Hearing Site: Phoenix, AZ |