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FINRA Awards for Minnie Loo

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0021409/10/2024Claimant(s): Olawale Kajopaiye
Claimant Lawyers(s): Olawale Kajopaiye
Respondent(s): PFM Fund Distributors.
Respondent Lawyers(s): Briana Al Taqatqa
Arbitrator(s): Minnie Loo, Daniel J. Lind, William W. Haskell
Hearing Site: San Francisco, CA
23-0244002/07/2024Claimant(s): Herbert Shiraishi
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Mike West
Arbitrator(s): Minnie Loo
Hearing Site: Honolulu, HI
21-0246107/27/2022Claimant(s): Patrick Lam
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Minnie Loo
Hearing Site: San Francisco, CA
16-0246104/08/2019Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Jon Gegenheimer
Respondent Lawyers(s): Daniel Green
Arbitrator(s): Minnie Loo, Lawrence R. Mills, A. James Oakes
Hearing Site: San Francisco, CA

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