FINRA Awards for Minnie Loo

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-00090	06/29/2023	Claimant(s): Ralph Gatto Roth IRA, Ralph and Vicki Gatto Living Trust Claimant Lawyers(s): Michael S. Hill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kristine R. Thomson Arbitrator(s): Minnie Loo, Daniel M. Yamshon, Lawrence R. Mills Hearing Site: San Francisco, CA		Expungement
21-00945	09/02/2022	Claimant(s): Cestmir Herstus, Mary McGinley, C Herstus & M C McGuinley 1999 Rev Trust Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Wealthforge Securities Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Minnie Loo, Norman S. Nayfach, Sarah-Jane Allen Hearing Site: Honolulu, HI		$479,699
17-01023	06/13/2018	Claimant(s): Leslie Baronian, The Birgitta Baronian Decedent's Trust Claimant Lawyers(s): Cary S. Lapidus, Nancy C. Field Respondent(s): Dustin Brown, RBC Capital Markets LLC Respondent Lawyers(s): Abe Lampart, Michael M. Gless Arbitrator(s): Carlos Richard Mangum, Minnie Loo, Kenneth Paul Strongman Hearing Site: San Francisco, CA		Expungement