FINRA Awards for Mark David Hunter

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00996	01/02/2024	Claimant(s): Livia Mendes Mansur Claimant Lawyers(s): Mark David Hunter Respondent(s): XP Investments US Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Richard Carl Smukler, John S. Leech, Carl Henry Perdue Hearing Site: Boca Raton, FL
14-00106	09/09/2016	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael Taaffe Respondent(s): Terrence Daniels Respondent Lawyers(s): Mark David Hunter Arbitrator(s): Hearing Site: New York, NY
15-01887	02/18/2016	Claimant(s): Ioana Cioc Claimant Lawyers(s): Mark David Hunter Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Michael E. Bury Arbitrator(s): Steven N. Ainbinder, Seth L. Finkel, Kathy N. Novick Hearing Site: Miami, FL
12-01559	12/23/2013	Claimant(s): NSM Securities. Claimant Lawyers(s): Ronald Shindler Respondent(s): Naveen Bhagwani, Shondeep Balchandani Respondent Lawyers(s): Mark David Hunter Arbitrator(s): Ilisa J. Smukler, Richard Alan Levine, Scott Louis Fishman Hearing Site: Boca Raton, FL