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FINRA Awards for Wedbush Securities Inc.

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Displaying 31-40 out of 45 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0147409/27/2013Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Kola Agbaje
Respondent Lawyers(s): Kola Abdulrahman Agbaje
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
12-0246909/25/2013Claimant(s): Michael Farah
Claimant Lawyers(s): David S. Harrison
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Philip W. Burge, Robert F. Saint-Aubin, Thomas R. Watkins
Hearing Site: Los Angeles, CA
11-0449105/22/2013Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Edward Wedbush, Holly Hansen
Respondent Lawyers(s): Charles LaChaussee, David H.S. Commins
Arbitrator(s): Carlos Richard Mangum, Robin Lynn Berry, Barbara M. Anscher
Hearing Site: San Francisco, CA
11-0274403/12/2013Claimant(s): Andre Labarbera, Anthony Costanzo, David Levy
Claimant Lawyers(s): Andre V. Labarbera, Anthony Costanzo, David Levy
Respondent(s): Wedbush Securities Inc., Edward Wedbush, Eric Segall, Michael Gardner, R Richards, Robert Woods, Todd Brooks
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): J. Martin McDonough, Denzil J. Klippel, Robert A. Vaccaro
Hearing Site: New York, NY
11-0471111/16/2012Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Steven Lyga
Respondent Lawyers(s): Steven Andrew Lyga
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
11-0351407/06/2012Claimant(s): Randy Lacombe
Claimant Lawyers(s): John A. Nelson
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John Stenson
Arbitrator(s): Phyllis Karasov
Hearing Site: Minneapolis, MN
10-0182310/03/2011Claimant(s): Beverley Hylton
Claimant Lawyers(s): Beverley M. Hylton
Respondent(s): Edward Wedbush, Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Las Vegas, NV
10-0156806/23/2011Claimant(s): Stephen Kelleher
Claimant Lawyers(s): David H.S. Commins
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Ferdinand Schoch, Walter P. Hitchcock, James R. Dickson
Hearing Site: San Francisco, CA
10-0097704/20/2011Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Rachael Rothman, Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Laura E. Krabill
Arbitrator(s): David N. Brainin, Judith Fields Jurney, Judith C. Greene
Hearing Site: New York, NY
10-0073504/12/2011Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John W. Stenson
Respondent(s): Tyrone Tabak
Respondent Lawyers(s): Tyrone B. Tabak
Arbitrator(s): Howard R. Gaines, Dee Newell, Harvey M. Baraban
Hearing Site: Las Vegas, NV

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