23-02306 | 04/02/2024 | Claimant(s): Timothy Derouin Claimant Lawyers(s): Patrick E. Brookhouser Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Leah Murray Albert, Phyllis Karasov, Danielle L. Anderson Hearing Site: Des Moines, IA
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23-01125 | 12/26/2023 | Claimant(s): Sahand Elmtalab Claimant Lawyers(s): Michael E. Rowe Respondent(s): Mml Investors Services, Llc, Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene, Jullie E. Ravis Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN
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23-01472 | 10/17/2023 | Claimant(s): Kurt Mattson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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23-00255 | 10/02/2023 | Claimant(s): Landon Troyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Jenny Yuan Arbitrator(s): Charles G. Michaels Hearing Site: Omaha, NE
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21-01097 | 01/31/2022 | Claimant(s): Kurt Van Dyken, Ronald Bullis Claimant Lawyers(s): Harris Freedman Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
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21-00206 | 12/07/2021 | Claimant(s): Claudio Gambin Neto Claimant Lawyers(s): Harris Freedman Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL
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20-02130 | 05/07/2021 | Claimant(s): John Distefano Claimant Lawyers(s): Jennifer Farrar Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Robert S. Baran Hearing Site: Kansas City, MO
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20-01215 | 12/16/2020 | Claimant(s): Michael Schwartz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY
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19-01592 | 07/29/2020 | Claimant(s): Brian Btesh Claimant Lawyers(s): Frances Menzer Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): James M. Scutti Hearing Site: Boca Raton, FL
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19-03695 | 07/28/2020 | Claimant(s): Timothy McGrath Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL
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