| 19-01520 | 09/17/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Steven Silverthorne
Respondent Lawyers(s): Steven M. Silverthorne
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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| 19-00995 | 09/16/2019 | Claimant(s): Scott Genzman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): I Douglas Dunipace
Hearing Site: Phoenix, AZ
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| 18-04409 | 08/19/2019 | Claimant(s): Theodore Durante
Claimant Lawyers(s): Dochtor Kennedy MBA, J.D.
Respondent(s): The Prudential Insurance Company Of Amer
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
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| 18-04318 | 08/06/2019 | Claimant(s): Mark Kruman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): John F. Burns
Hearing Site: Philadelphia, PA
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| 18-03060 | 05/14/2019 | Claimant(s): James McLellan
Claimant Lawyers(s): Frances Menzer
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Marilyn R. Lewis
Hearing Site: Denver, CO
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| 18-02489 | 05/01/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Denis O'Leary
Respondent Lawyers(s): Denis Patrick O'Leary
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
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| 18-02531 | 04/05/2019 | Claimant(s): David Garman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Wall Street Access
Respondent Lawyers(s): Alan S. Brodherson, Denis Patrick Kelleher
Arbitrator(s): Larry Evert Carlson
Hearing Site: Indianapolis, IN
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| 18-03361 | 03/26/2019 | Claimant(s): Anthony Gambone
Claimant Lawyers(s): Anthony Michael Gambone
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): John James McGovern
Hearing Site: Wilmington, DE
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| 17-02461 | 03/08/2019 | Claimant(s): Bradley Glasman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Alan S. Brodherson, Geoffrey S. Beckham
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
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| 18-03522 | 03/07/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Keith Hollender
Respondent Lawyers(s): Keith David Hollender
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
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