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FINRA Awards for Daniela Paez

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0285606/05/2024Claimant(s): Gary Borowiec
Claimant Lawyers(s): Alex Padla
Respondent(s): 1717 Capital Management Company
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
23-0255905/21/2024Claimant(s): Thomas Rapp
Claimant Lawyers(s): Brian Luther
Respondent(s): 1717 Capital Management Company
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Serge Krimnus
Hearing Site: Jersey City, NJ
23-0300205/08/2024Claimant(s): Francis Lojewski
Claimant Lawyers(s): James P. Galvin
Respondent(s): Nationwide Securities
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
23-0304004/18/2024Claimant(s): Michael Depasquale
Claimant Lawyers(s): James P. Galvin
Respondent(s): M Holdings Securities., Nationwide Securities
Respondent Lawyers(s): Daniela Paez, Jason D. Christian
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
18-0439112/03/2019Claimant(s): Bryan Weber
Claimant Lawyers(s): Harris Freedman
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
18-0002909/14/2018Claimant(s): Charles LaRocco
Claimant Lawyers(s): Eric Litow
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Michael J. Meeusen
Hearing Site: Buffalo, NY

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