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FINRA Awards for G. Maynard Green

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Displaying 21-30 out of 42 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0370911/14/2017Claimant(s): Jennifer Grant
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janell M. Ahnert
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
17-0023905/17/2017Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Alvin Blancett
Respondent Lawyers(s): Alvin Wayne Blancett
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
15-0103511/16/2016Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Steven Owen
Respondent Lawyers(s): Steven H. Owen
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
16-0137409/14/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Paul A. Saso
Respondent(s): Philip Mabry
Respondent Lawyers(s): Philip Harold Mabry
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
15-0253807/08/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Deirdre Wolff
Respondent(s): Christopher Love
Respondent Lawyers(s): Christopher Lawrence Love
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
15-0145812/23/2015Claimant(s): John Kever
Claimant Lawyers(s): Susan A. Logsdon
Respondent(s): Bailey Bryan
Respondent Lawyers(s): Bailey Bryan
Arbitrator(s): G. Maynard Green, Larry N. Quinn, Gerald Ray Waterston
Hearing Site: Dallas, TX
Expungement
14-0064412/22/2015Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Scott Mills
Respondent Lawyers(s): Scott M. Garelick
Arbitrator(s): Philip I. McConnell, Richard C. Corse, G. Maynard Green
Hearing Site: Dallas, TX
14-0123202/06/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
12-0339612/23/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Rodney Watkins
Respondent Lawyers(s): Patrick O. Waddel
Arbitrator(s): G. Maynard Green
Hearing Site: Oklahoma City, OK
12-0207709/09/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Brad Kirklin
Respondent(s): Richard Ainsworth
Respondent Lawyers(s): Richard K. Ainsworth
Arbitrator(s): Robert L. Yeager, G. Maynard Green, Robert E. Treadaway
Hearing Site: Dallas, TX

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