| 22-01255 | 03/02/2023 | Claimant(s): Serge Parakhnevich
Claimant Lawyers(s): Thomas J. McCabe
Respondent(s): Aegis Capital Corp., PHX Financial.
Respondent Lawyers(s): Kevin Meade, Phillip McKie
Arbitrator(s): Lise Gabrielle Hunter, Rena E. Grossfield, April D. Bowie
Hearing Site: New York, NY
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| 21-01725 | 09/20/2022 | Claimant(s): Samantha Beverley
Claimant Lawyers(s): Samantha Brandon Beverley
Respondent(s): Carlo Marano, Gerald Mirra
Respondent Lawyers(s): Christopher A. Smith, Timothy P. Coon
Arbitrator(s): Lise Gabrielle Hunter, Joseph F. Kelley, Jean Helen McMahon
Hearing Site: New York, NY
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| 20-03244 | 05/25/2021 | Claimant(s): Robert Crothers
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
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| 17-02023 | 04/05/2018 | Claimant(s): Norman Epstein
Claimant Lawyers(s): Nicolis Singer
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
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| 16-01019 | 11/08/2016 | Claimant(s): Kenneth Mathieson
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
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| 13-03028 | 02/11/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Genyou Hu
Respondent Lawyers(s): Kevin K. Tung
Arbitrator(s): Lise Gabrielle Hunter, Jerome M Shafer, Arthur M. Schoenberger
Hearing Site: New York, NY
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| 10-03660 | 05/21/2012 | Claimant(s): Danny Spiegel, Gaurav Lall, Tamir Shabat
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Reuven Enterprises Securities Division,, Synergy Investment Group
Respondent Lawyers(s): Ian J. Frimet, Marci Goldstein Kokalas, Esq.
Arbitrator(s): Lise Gabrielle Hunter, Susan Manca, Ronald J. Colombo
Hearing Site: New York, NY
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| 09-03378 | 03/31/2010 | Claimant(s): Robert Willoughby
Claimant Lawyers(s): Jeffrey Shepro
Respondent(s): Weatherly Securities Corporation
Respondent Lawyers(s): Maria Porcelli
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
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| 08-04756 | 01/06/2010 | Claimant(s): Ian Fay
Claimant Lawyers(s): Laurence S. Moy
Respondent(s): BNP Paribas, BNP Paribas Securities Corp.
Respondent Lawyers(s): Richard J. Reibstein
Arbitrator(s): Lise Gabrielle Hunter, W. Jeffrey Weinlandt, Abigail J. Pessen
Hearing Site: New York, NY
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