07-03023 | 03/26/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): William Brennan Respondent Lawyers(s): Robert J. Benbenek Arbitrator(s): Thomas J. McAllister, Jerry M. Deters, Heath O. Lauseng Hearing Site: St. Louis, MO
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08-00442 | 12/30/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Daine C. Fischer Respondent(s): Hal Klinger Respondent Lawyers(s): Thomas C. DeVoto Arbitrator(s): William Stark Port Hearing Site: St. Louis, MO
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07-02921 | 08/08/2008 | Claimant(s): Anthony Russo, Christopher Drake, David Luna, Stifel, Nicolaus & Co.., Donald Johns, Edward Gutierrez, Herbert Keyser, Jon Bostrom, Linda Swart-Scipione, Lisa Evans, Lisa McCrea, Manuel Lozano, Michael Nielsen, Raymond Reed Claimant Lawyers(s): Joseph A. Dougherty, Kenneth C. Mennemeier Respondent(s): Wachovia Securities, A.G. Edwards & Sons. Respondent Lawyers(s): Jordan D. Becker Arbitrator(s): Keith D. Patten, Robert W. Dempsey, Jeffrey N. Sullivan Hearing Site: St. Louis, MO
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07-01107 | 06/05/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Gilberta Dorsey Respondent Lawyers(s): Anthony B. Cameron Arbitrator(s): Thomas J. McAllister, William Stark Port, Matthew R. Salamon Hearing Site: St. Louis, MO
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07-02093 | 05/20/2008 | Claimant(s): Carl Garrett Claimant Lawyers(s): J. Christopher Wehrle Respondent(s): Flagstone Securities Respondent Lawyers(s): Douglas Y. Curran Arbitrator(s): Phillip Barry Wise, Marvin L. Frazier, Brian T. Carter Hearing Site: St. Louis, MO
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06-03670 | 01/08/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michae Hampton Respondent Lawyers(s): Albert S. Watkins Arbitrator(s): Thomas J. Ray, Bruce S. Feldacker, Jesse David Hill Hearing Site: St. Louis, MO
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06-03137 | 11/14/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Andrew Bryan Respondent Lawyers(s): Andrew T. Bryan Arbitrator(s): William J. Travis, John N. Reidy, R. Phillip Reed Hearing Site: St. Louis, MO
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06-04292 | 10/12/2007 | Claimant(s): Moloney Securities Co.. Claimant Lawyers(s): Thomas L. Azar Respondent(s): Jacqueline Mead, William Mead Respondent Lawyers(s): Jacqueline M. Mead, William Ramey Mead Arbitrator(s): David A. Fingerhut Hearing Site: St. Louis, MO
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