Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 07-02954 | 05/07/2010 | Claimant(s): A.G. Edwards & Sons. Claimant Lawyers(s): Jack Ballard Respondent(s): Wachovia Securities, Stifel, Nicolaus & Co.., Gene Diedrich, Michael Nielsen Respondent Lawyers(s): Andrew J. Shapren, Jack Ballard, Kenneth C. Mennemeier, Kristina L. Cashion Arbitrator(s): Helen Marinak Blohm, Mark R. Palmer, M. Scott Donahey Hearing Site: San Francisco, CA | ||
| 07-02921 | 08/08/2008 | Claimant(s): Anthony Russo, Christopher Drake, David Luna, Stifel, Nicolaus & Co.., Donald Johns, Edward Gutierrez, Herbert Keyser, Jon Bostrom, Linda Swart-Scipione, Lisa Evans, Lisa McCrea, Manuel Lozano, Michael Nielsen, Raymond Reed Claimant Lawyers(s): Joseph A. Dougherty, Kenneth C. Mennemeier Respondent(s): Wachovia Securities, A.G. Edwards & Sons. Respondent Lawyers(s): Jordan D. Becker Arbitrator(s): Keith D. Patten, Robert W. Dempsey, Jeffrey N. Sullivan Hearing Site: St. Louis, MO |