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FINRA Awards for Mary Esther Escobedo

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0135412/05/2019Claimant(s): Craig Wakefield
Claimant Lawyers(s): Molly M. White
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Kathy R. Holler, Lynne M. Gomez, Mary Esther Escobedo
Hearing Site: Houston, TX
18-0001301/10/2019Claimant(s): James Elam
Claimant Lawyers(s): James Warren Elam
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Matthew R. Salamon, Mary Esther Escobedo, Joseph Neal Richardson
Hearing Site: Little Rock, AR
16-0108708/21/2017Claimant(s): David Hinkle
Claimant Lawyers(s): David Hinkle
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Frank M. Romano, Jeffrey M. Aboloff, Mary Esther Escobedo
Hearing Site: Houston, TX
09-0650411/16/2011Claimant(s): Patrick Mendenhall
Claimant Lawyers(s): Brian E. Bro
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Robert L. Ivey
Arbitrator(s): Nathan Levy, Jeff Kilgore, Mary Esther Escobedo
Hearing Site: Houston, TX

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