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FINRA Awards for Mary Esther Escobedo

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0322804/24/2018Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): David Luger
Respondent(s): Huzaifa Husain
Respondent Lawyers(s): Huzaifa Husain
Arbitrator(s): Malcolm Edwin Whittaker, Mary Esther Escobedo, Julie Marie Miller
Hearing Site: Houston, TX
Checkmark Icon$0
16-0339003/26/2018Claimant(s): Kathryn Childress Irrevocable Trust
Claimant Lawyers(s): Shari P. Pulman
Respondent(s): Scottrade Inc., Clyde Jones
Respondent Lawyers(s): Clyde Mick Jones, Niels P. Murphy
Arbitrator(s): Mary Esther Escobedo, James Wallace Boeckman, Jude A Smith
Hearing Site: Houston, TX
Checkmark Icon$905,000
10-0511702/23/2012Claimant(s): Kay Dunn, Joseph Charles MacCabe III
Claimant Lawyers(s): Joseph C. MacCabe, Kay M. Dunn
Respondent(s): Byron Preuss, Russell Childs, Cambridge Legacy Securities LLC, IMS Securities.
Respondent Lawyers(s): Brian A. Carlis, J. Randle Henderson
Arbitrator(s): Sherry R. Wetsch, William R. Jonson, Mary Esther Escobedo
Hearing Site: Houston, TX
Checkmark Icon$30,000
09-0084610/29/2010Claimant(s): Ratree Luesiri, William Morehead
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Wachovia Securities, Donald Elster, John Caram, Marco Lloyd
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Selenne Calhamer, Michael S. Wilk, Mary Esther Escobedo
Hearing Site: Houston, TX
Checkmark Icon$0

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